University of Sydney Handbooks - 2012 Archive

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Corporate, Securities and Finance Law

Units of study

Unit of study Credit points A: Assumed knowledge P: Prerequisites C: Corequisites N: Prohibition Session

Graduate Diploma in Corporate, Securities and Finance Law

Candidates must complete 24 credit points of units of study.

2012 Units of Study

LAWS6188
Commercial Equity Litigation
6    A students should have a working knowledge of the law of property and equity and some familiarity with litigation would be useful but not essential


This unit replaced LAWS6188 Commercial Equity.
Int February
LAWS6222
Corporate Governance
6      Int April
LAWS6153
Comparative Corporate Taxation
6      Int April
LAWS6838
Competition Law
6    A undergraduate law degree or have completed LAWS6252 Legal Reasoning and the Common Law System before enrolling in this unit
Semester 1
LAWS6264
Compliance: Financial Services Industry
6    A A good general grasp of legal and equitable principles, including the common law, and a basic knowledge of undergraduate law units. The unit is open not only to students in the LLM program, but also to lawyers, regulatory staff or compliance professionals. It is not necessary that the latter hold a law degree in order to participate in the unit, but they should understand that the unit is being taught as part of a law program at postgraduate level. They may find it preferable therefore to audit the unit on a non-assessed basis, rather than participate on an assessed basis.
Semester 2
LAWS6100
Corporate Fundraising
6    A presumption of law degree with corporate law knowledge
Semester 2
LAWS6030
Corporate Taxation
6   
Note: Department permission required for enrolmentin the following sessions:Semester 1,,Semester 1a,

Int March
Semester 1
Semester 1a
LAWS6038
Debt Financing
6    A LAWS6810 or background in Australian corporate law
Semester 1
LAWS6852
Doing Business in China
6    A LAWS6252 or law degree from a common or civil law jurisdiction
Int August
LAWS6818
Executive Contracts and Executive Pay
6    A completion of LAWS6252 (students who do not hold a law degree from a common law jurisdiction) and LAWS6071


This unit replaced LAWS6818 Executive Employment.
Int Sept
LAWS6912
Fundamentals of the Law of Trusts
6    N students who have previously completed LAWS2015, LAWS3474 or an undergraduate/postgraduate unit in equity or the law of trusts


This unit replaced LAWS6912 The Law of Trusts.
Int August
LAWS6937
Employment Law Advocacy
6    A undergraduate law degree or LAWS6013 Advanced Employment Law with permission of the Program Coordinator
Int April
LAWS6846
Human Rights and the Global Economy
6      Int August
LAWS6159
Insolvency Law
6    A law degree with good background in Australian corporate law


This unit replaced LAWS6159 Corporate Insolvency Law
Int July
LAWS6059
International Business Law
6    A LAWS6252 or law degree from a common or civil law jurisdiction


Compulsory for MIntBus&L students.
Int Sept
LAWS6060
International Commercial Arbitration
6      Int April
LAWS6911
International Derivatives Law & Practice
6    A LAWS6252 or law degree from a common law jurisdiction and LAWS6810 or equivalent unit or comparable experience in practice
S1 Intensive
LAWS6037
International Import/Export Laws
6      Semester 1
LAWS6972
International Securities Regulation
6      Int November
LAWS6987
Fundamentals of Commercial Law
6    A This unit assumes no previous knowledge and is available to non-lawyers and to lawyers who have not previously studied or practised in the area
N LAWS3400


This unit replaced LAWS6987 Introduction to Commercial Law.
Semester 1
LAWS6810
Fundamentals of Corporate Law
6    N LAWS2003, LAWS2014, LAWS5014, CLAW2001, CLAW2201, CLAW6002 or equivalent unit


This unit replaced LAWS6810 Introductory Corporate Law.
Int March
LAWS6975
Islamic Trade and Finance Law
6      S1 Late IntB
LAWS6979
Finance Issues on Relationship Breakdown
6    A undergraduate law degree
Int August
LAWS6901
Japanese Law and the Economy
6    A undergraduate degree in law, business or Japanese studies

Note: Department permission required for enrolment
For further information, please visit http://sydney.edu.au/law/caplus/ or contact law.caplus@sydney.edu.au
Int February
LAWS6955
Fundamentals of Finance Law
6    A This unit assumes no previous knowledge and is available to non-lawyers and to lawyers who have not previously studied or practised in the area


This unit replaced LAWS6955 Key Legal Concepts in Finance Law.
Int April
Int August
LAWS6816
Labour Law in the Global Economy
6    A LAWS6252 and LAWS6071 (MLLR students)
S2 Late IntA
LAWS6932
Law and Investment in Asia
6      Int May
LAWS6944
Manipulation & Abuse: Global Secur Mkts
6      S2 Late IntA
LAWS6956
Personal Property Securities
6      Int March
LAWS6963
Regulation and Regulators
6   

This unit replaced LAWS6963 Regulation: Theory and Practice.
Int May
LAWS6962
Regulation of Fin Products and Services
6   

This unit replaced LAWS6962 Retail Financial Services and Products.
Int October
LAWS6247
Securities and Markets Regulation
6    A law degree with good background in Australian corporate law


This unit replaced LAWS6247 Australian Financial Services Regulation.
Int January
LAWS6957
Shareholders' Remedies
6    A presumption of law degree with corporate law knowledge
Int January
LAWS6008
Takeovers and Reconstructions
6    A presumption of law degree with corporate law knowledge
Semester 1
LAWS6125
Taxation of Corporate Finance
6      Semester 1
LAWS6844
US Corporate Law
6      Int February
LAWS6924
World Trade Organization-Dispute Resolut
6    A limited knowledge of law of treaties


This unit replaced LAWS6924 Dispute Settlement in the World Trade Organization.
Int October
LAWS6063
World Trade Organization Law I
6    A limited knowledge of law of treaties


This unit replaced LAWS6063 International Trade Regulation
S1 Late IntB

Course rules

 

Graduate Diploma in Corporate, Securities and Finance Law


These resolutions must be read in conjunction with applicable University By-laws, Rules and policies including (but not limited to) the University of Sydney (Coursework) Rule 2000 (the 'Coursework Rule'), the Resolutions of the Faculty, the University of Sydney (Student Appeals against Academic Decisions) Rule 2006 (as amended) and the Academic Board policies on Academic Dishonesty and Plagiarism.

Course resolutions

1 Course codes

Code Course title
JF006 Graduate Diploma in Corporate, Securities and Finance Law

2 Attendance pattern

The attendance pattern for this course is full-time or part-time according to candidate choice.

3 Embedded courses in this sequence

(1)
The embedded courses in this sequence are:
(a)
the Graduate Diploma in Corporate, Securities and Finance Law
(b)
the Master of Business Law
(2)
Provided that candidates satisfy the admission requirements for each stage, a candidate may progress to the award of any of the courses in this sequence. Only the longer award completed will be conferred.

4 Admission to candidature

(1)
Available places will be offered to qualified applicants based on merit, according to the following admissions criteria.
(2)
Admission to the course requires:
(a)
a bachelor's degree from the University of Sydney in commerce, economics, law or other appropriate discipline as determined by the Faculty, or an equivalent qualification; or
(b)
a bachelor's degree from the University of Sydney, or an equivalent qualification; and the applicant provides evidence of professional experience or of a period of service (normally of several years in duration) which in the opinion of the Dean adequately prepares the applicant to undertake the course of study.

5 Requirements for award

The units of study that may be taken for the course are set out in the table of units of study for the Graduate Diploma in Corporate, Securities and Finance Law. To qualify for the award of the Graduate Diploma in Corporate, Securities and Finance Law, a candidate must complete 24 credit points.

6 Course transfer

A candidate, who has completed the requirements for the graduate diploma but has not had the diploma awarded, may apply for admission to candidature for the master's degree in the embedded sequence with credit for work completed towards the diploma.

7 Transitional provisions

(1)
These resolutions apply to students who commenced their candidature on or after 1 January 2011.
(2)
Students who commenced prior to 1 January 2011 will complete the requirements in accordance with the resolutions in force at the time of their commencement, provided that requirements are completed by 1 January 2016. The Faculty may specify a later date for completion or specify alternative requirements for completion of candidatures that extend beyond this time.