LAWS6944 - Regulation of Market Manipulation and Abuse

Objectives

  • Examine the key concepts at the heart of capital market regulation focusing on practices that threaten the integrity of global securities markets.
  • Focus on recent developments (including high profile prosecutions for market abuse) in Australia and the United States while selecting other jurisdictions (most notably China, India, South Africa, Brazil, Europe and Hong Kong) that are relevant to the different subjects considered.

Content

Market manipulation; insider trading; non-disclosure and fraud-on-the-market; penalties; regulation of hedge funds and developments in emerging markets.

Session

Semester 2 Intensive
16, 23 August & 20, 27 September 2014


The timetable is subject to frequent changes. Please refer to the latest version of the Postgraduate Timetable.

Assessment

  • Class Participation (20%)
  • 1 x Presentation (20%)
  • 1 x 5,000 Word Research Essay (60%)

Continuing Professional Development (CPD)

You can credit this unit towards Continuing Professional Development (CPD). Units of study that are part of Sydney Law School’s Postgraduate Program meet the necessary Mandatory Continuing Legal Education (MCLE) of the Law Society of New South Wales and the Continuing Professional Development (CPD) requirements of the New South Wales Bar Association. You may complete this unit of study by enrolling on a non-degree basis or on an audit basis only with no assessment via Single Unit Study.

Courses this unit is available in

Master of Laws | Graduate Diploma in Law | Master of Global Law | Master of Business Law | Graduate Diploma in Commercial Law | Graduate Diploma in Corporate, Securities and Finance Law | Master of International Law | Graduate Diploma in International Law | Graduate Diploma in International Business Law | Master of International Business and Law